Risk Analyst - Sr. Business Controls Specialist
Job Description:
The Risk Analyst - Sr.
Business Controls Specialist will assist in the execution of line of business control measurement, analysis, issue identification and mitigation, and operational excellence.
Execute Line of Business (LOB)-specific processes and tools to drive adherence to LOB and enterprise-wide compliance and control standards.
Support the implementation of QA/QC processes within the LOB through ongoing monitoring and testing of controls and identification of gaps or other high-risk processes.
Identify issues and/or control improvements for remediation, while assisting in building out action plans and mitigations.
Provide risk/business controls and coaching support in executing regulatory discipline and operational excellence within Merrill Edge.
Develop partnerships with LOB leaders to help develop/communicate key controls updates, and any mitigation/action plans.
Develop and deliver presentation for the tracking, monitoring, and escalation of risk related issues for all levels of the organization.
Act as an ambassador of the BAC risk culture/framework.
oUnderstand how compliance and key regulations influence how the line of business operatesoWork with key business and control partners across the enterprise as required to build action plans includes Strategy and Planning, LRC, Supervision and business partners as required to build action plans and manage risk/business controls and drive resolution for Merrill Edge.
oAssist with Business Control reporting (audit/controls) as needed.
Required Skills:
oExperience working with compliance and/or regulatory mattersoStrong skills coordinating projects/programs and working on cross-functional teams.
21o3
years of risk management and/or Line of Business, Compliance, Control, and/or business support experienceoVery strong communications skills, both written and verbal; ability to communicate with individuals at all level of the organizationo Effective interpersonal skills and ability to solicit input from othersoAbility to create business reporting and compelling written presentations that articulate business strategy and objectives.
oProficiency using SharePoint Designer, PowerPoint, Excel and reporting system skillso Detail oriented, self starter, and ability to work independentlyo Excellent organizational and analytical skillso Effective time-management skillso Ability to multi task, work with short deadlines and perform well under pressure Desired Skills:
oAdvanced SharePoint, Access, PowerPoint and Excel skills to includeoAbility to create and query through ODBC connectionsoAbility to create MS Access forms and reportsoAbility to create MS Access VBA code to utilize external data sources for inputs and outputs or use other tools to manage dataoProcess or Six Sigma backgroundoExperience with Visio or process mappingoPrior experience working in Financial Services industry with experience leading Enterprise
Job Description:
Provide analytical support in executing internal control discipline and operational excellence within a LOB/ECF.
Gather and organize data in order to monitor and test the effectiveness of key controls and status of mitigation and action plans.
Prepare documentation for the tracking, monitoring, and escalation of risk related issues to management.
Acts as an ambassador of the risk culture.
Incumbents typically have over 5
years of risk management and/or LOB/ECF experience.
May manage staff.
Shift:
1st shift (United States of America) Hours Per Week:
40.
Estimated Salary: $20 to $28 per hour based on qualifications.
|
|
 | |
